James Gregga is a CFP-designated registered investment advisor at Morgan Stanley, based in Barrington, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
760 West Main Street, Barrington, IL, 60010
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2020 - Present · 6 yrs 4 mos
Morgan Stanley
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - January 2020 · 7 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2020 · 7 yrs 3 mos
Chase Investment Services CORP.Broker
September 2008 - October 2012 · 4 yrs 1 mo
Chase Investment Services CORP.
September 2008 - October 2012 · 4 yrs 1 mo
UBS Financial Services INC.
August 2007 - September 2008 · 1 yr 1 mo
UBS Financial Services INC.Broker
August 2007 - September 2008 · 1 yr 1 mo
State Registrations14 states
CACOCTFLGAILMDMONCNYSCTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.