Michael Rosenthal is a registered investment advisor at Formulate Financial LLC, based in Boca Raton, FL, with 11 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 47 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Formulate Financial's fees for managing your investments generally range from 0.00% to 2.00% per year of the value of your portfolio. The fees are negotiable and may be higher or lower based on the size of the account, complexity of asset structures, and other services provided. On a select basis, investment management services can also be provided on a fixed fee basis ranging from $20,000 to $100,000 per year.
Location
Boca Raton, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Formulate Financial LLC
Previous Registrations
Bleakley Financial Group, LLC
Private Advisor Group, LLC
Advisory Services Network
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Smith New Court, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.