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Todd Luft

International Assets Investment Management, LLC
33 Years of Experience
The Woodlands, TX
8 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Todd Luft is a registered investment advisor at International Assets Investment Management, LLC, based in The Woodlands, TX, with 33 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

The Woodlands, TX

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2025
Final
Judgment / Lien
May 2023
Judgment / Lien
February 2020
Judgment / Lien
May 2019
Judgment / Lien
April 2019
Judgment / Lien
November 2018
Customer Dispute
July 2002
Denied
Customer Dispute
March 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Todd operates JBT Wealth Management as a DBA for his financial securities business through B.Riley Wealth Management and also works as an agent for B. Riley Wealth Insurance, selling insurance. Both activities are investment-related and each take a full-time commitment during securities trading hours.

Employment History
Current Registrations
International Assets Investment Management, LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
B. Riley Wealth ManagementBroker
February 2023 - April 2024 · 1 yr 2 mos
B. Riley Wealth Advisors, INC.
February 2023 - April 2024 · 1 yr 2 mos
Ameriprise Financial Services, LLC
August 2016 - February 2023 · 6 yrs 6 mos
Ameriprise Financial Services, LLCBroker
August 2016 - February 2023 · 6 yrs 6 mos
UBS Financial Services INC.
October 2010 - September 2016 · 5 yrs 11 mos
UBS Financial Services INC.Broker
October 2010 - September 2016 · 5 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
May 2004 - April 2007 · 2 yrs 11 mos
Morgan Stanley
May 2004 - April 2007 · 2 yrs 11 mos
Citigroup Global Markets INC.
August 1994 - June 2004 · 9 yrs 10 mos
Citigroup Global Markets INC.Broker
August 1994 - June 2004 · 9 yrs 10 mos
Painewebber IncorporatedBroker
May 1993 - August 1994 · 1 yr 3 mos
Aragon Financial Services, INC.Broker
April 1993 - July 1993 · 3 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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