Todd Luft
Todd Luft is a registered investment advisor at International Assets Investment Management, LLC, based in The Woodlands, TX, with 32 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
The Woodlands, TX
Get directionsHistory
Regulatory History (8)
Regulatory
February 2025Judgment / Lien
May 2023Judgment / Lien
February 2020Judgment / Lien
May 2019Judgment / Lien
April 2019Judgment / Lien
November 2018Customer Dispute
July 2002Customer Dispute
March 2002Other Business ActivitiesSells Insurance
Todd operates JBT Wealth Management as a DBA for his financial securities business through B.Riley Wealth Management and also works as an agent for B. Riley Wealth Insurance, selling insurance. Both activities are investment-related and each take a full-time commitment during securities trading hours.
Employment History
Current Registrations
International Assets Investment Management, LLC
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Painewebber IncorporatedBroker
Aragon Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.