James Grotz
James Grotz is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Edina, MN, with 52 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5200 Willson Road, Suite 413, Edina, MN, 55424
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as a non-variable insurance agent since 1990, dedicating minimal time to this activity. This activity is investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Robert Thomas Securities, INCBroker
Painewebber IncorporatedBroker
Paine, Webber, Jackson & Curtis IncorporatedBroker
Piper, Jaffray & Hopwood IncorporatedBroker
State Registrations12 states
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