Jason Lee is a registered investment advisor at LPL Financial LLC, based in Northridge, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9045 Corbin Ave. Unit 305, Northridge, CA, 91324
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Regulatory History (3)
Customer Dispute
March 2016Customer Dispute
February 2015Customer Dispute
May 2003Other Business Activities
Jason owns rental real estate, is a co-owner of JAZ Enterprises LLC, acts in a fiduciary capacity for a trust, and is involved with Madisn West LLC for tax/investment purposes. He also works as a notary public, dedicating minimal time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wamu Investments, INC.
Wamu Investments, INC.Broker
Griffin Financial ServicesBroker
Wells Fargo Securities INC.Broker
Essex National Securities, INC.Broker
First Interstate Investments,inc.Broker
Prudential Securities IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.