TrueAdvisor
TrueAdvisor
LZ
LZ

Larry Zuckerman

LPL Financial LLC
27 Years of Experience
Northridge, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Larry Zuckerman is a registered investment advisor at LPL Financial LLC, based in Northridge, CA, with 27 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Northridge, CA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
January 1986
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Larry operates Zuckerman Private Wealth Management as a DBA for his LPL business and Zuckerman Insurance Agency. He dedicates a few hours per week to the insurance agency.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2022 - Present · 3 yrs 11 mos
LPL Financial LLC
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Tcfg Investment Advisors, LLC
January 2017 - December 2022 · 5 yrs 11 mos
Tcfg Wealth Management, LLCBroker
January 2017 - November 2022 · 5 yrs 10 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2007 - January 2017 · 10 yrs
National Planning CorporationBroker
November 2006 - January 2017 · 10 yrs 2 mos
Wm Financial Services, INC.Broker
April 2004 - November 2006 · 2 yrs 7 mos
Wm Financial Services, INC.
April 2004 - November 2006 · 2 yrs 7 mos
Citicorp Investment Services
December 2003 - February 2004 · 2 mos
Citicorp Investment ServicesBroker
December 2003 - February 2004 · 2 mos
Morgan Stanley
April 2000 - December 2003 · 3 yrs 8 mos
Morgan Stanley Dw INC.Broker
January 1999 - December 2003 · 4 yrs 11 mos
State Registrations13 states
AZCACOFLHIIDMAMTNVORSCTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Northridge, CA →All financial advisors in California →