Michael Finnan
Michael Finnan is a registered investment advisor at First American Asset Advisory, LLC, based in Garden City, NY, with 33 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 198 clients with $140M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
59 Hilton Avenue, Suite 101, Garden City, NY, 11530
Get directionsHistory
Regulatory History (6)
Customer Dispute
May 2011Customer Dispute
July 2005Customer Dispute
May 2002Customer Dispute
December 1999Customer Dispute
July 1999Customer Dispute
March 1994Other Business Activities
Michael is a shareholder of First American Asset Advisory, LLC and holds a Series 65 license. The filing does not specify the time commitment or nature of this activity.
Employment History
Current Registrations
First American Asset Advisory, LLC
Morgan Wilshire Securities, INC.Broker
Previous Registrations
Walsh Manning Securities, LLCBroker
E. C. Capital, LTD.Broker
Sovereign Equity Management CORP.Broker
Lew Lieberbaum & CO., INC.Broker
The Harriman Group, INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.