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Kenneth Ganz

33 Years of Experience
Laguna Niguel, CA
1 DisclosureBroker

Kenneth Ganz is a registered investment advisor at Wells Fargo Advisors, based in Laguna Niguel, CA, with 33 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

32331 Golden Lantern, Laguna Niguel, CA, 92677

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2001
Denied
Employment History
Current Registrations
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
May 2002 - January 2011 · 8 yrs 8 mos
Wells Fargo Investments, LLCBroker
July 2001 - January 2011 · 9 yrs 6 mos
Wm Financial Services, INC.Broker
January 1999 - July 2001 · 2 yrs 6 mos
Griffin Financial ServicesBroker
March 1994 - January 1999 · 4 yrs 10 mos
Prudential Securities IncorporatedBroker
July 1993 - March 1994 · 8 mos
Thomas James Associates, INC.Broker
February 1993 - August 1993 · 6 mos
State Registrations18 states
AZCACOFLHIINMIMTNCNENMNVOHORTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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