TrueAdvisor
TrueAdvisor
MR
MR

Michael Rodgers

Wells Fargo Advisors
26 Years of Experience
Laguna Niguel, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Michael Rodgers is a registered investment advisor at Wells Fargo Advisors, based in Laguna Niguel, CA, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

28211 Crown Valley Pkwy, Laguna Niguel, CA, 92677

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Closed-No Action
Customer Dispute
July 2005
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
February 2023 - Present · 3 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
February 2019 - February 2023 · 4 yrs
U.S. Bancorp Investments, INC.Broker
February 2019 - February 2023 · 4 yrs
Unionbanc Investment Services, LLC
May 2009 - February 2019 · 9 yrs 9 mos
Unionbanc Investment Services, LLCBroker
May 2009 - February 2019 · 9 yrs 9 mos
Cuso Financial Services, L.P.
May 2009 - May 2009 · 0 mos
Cuso Financial Services, L.P.Broker
May 2009 - May 2009 · 0 mos
First Trust Advisors LP
November 2008 - February 2009 · 3 mos
First Trust Portfolios L.P.Broker
April 2008 - February 2009 · 10 mos
CUNA Brokerage Services, INC.Broker
January 2007 - April 2008 · 1 yr 3 mos
CUNA Brokerage Services, INC.
January 2007 - April 2008 · 1 yr 3 mos
Wm Financial Services, INC.
August 2005 - January 2007 · 1 yr 5 mos
Wm Financial Services, INC.Broker
August 2005 - January 2007 · 1 yr 5 mos
Citicorp Investment Services
May 2003 - August 2005 · 2 yrs 3 mos
Citicorp Investment ServicesBroker
May 2003 - August 2005 · 2 yrs 3 mos
Wells Fargo Investments, LLC
January 2002 - May 2003 · 1 yr 4 mos
Wells Fargo Investments, LLCBroker
May 2001 - May 2003 · 2 yrs
Wells Fargo Securities INC.Broker
March 2001 - May 2001 · 2 mos
A. G. Edwards & Sons, INC.Broker
March 2000 - March 2001 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2000 - March 2000 · 2 mos
State Registrations7 states
CACOINMONVORPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Laguna Niguel, CA →All financial advisors in California →
Michael Rodgers - Financial Advisor | TrueAdvisor