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Michael Rodgers
25 Years of Experience
Laguna Niguel, CA
2 DisclosuresBroker
Michael Rodgers is a registered investment advisor at Wells Fargo Advisors, based in Laguna Niguel, CA, with 25 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
28211 Crown Valley Pkwy, Laguna Niguel, CA, 92677
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2017Closed-No Action
Customer Dispute
July 2005Denied
Employment History
Current Registrations
Wells Fargo Advisors
February 2023 - Present · 3 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.
February 2019 - February 2023 · 4 yrs
U.S. Bancorp Investments, INC.Broker
February 2019 - February 2023 · 4 yrs
Unionbanc Investment Services, LLC
May 2009 - February 2019 · 9 yrs 9 mos
Unionbanc Investment Services, LLCBroker
May 2009 - February 2019 · 9 yrs 9 mos
Cuso Financial Services, L.P.
May 2009 - May 2009 · 0 mos
Cuso Financial Services, L.P.Broker
May 2009 - May 2009 · 0 mos
First Trust Advisors LP
November 2008 - February 2009 · 3 mos
First Trust Portfolios L.P.Broker
April 2008 - February 2009 · 10 mos
CUNA Brokerage Services, INC.Broker
January 2007 - April 2008 · 1 yr 3 mos
CUNA Brokerage Services, INC.
January 2007 - April 2008 · 1 yr 3 mos
Wm Financial Services, INC.
August 2005 - January 2007 · 1 yr 5 mos
Wm Financial Services, INC.Broker
August 2005 - January 2007 · 1 yr 5 mos
Citicorp Investment Services
May 2003 - August 2005 · 2 yrs 3 mos
Citicorp Investment ServicesBroker
May 2003 - August 2005 · 2 yrs 3 mos
Wells Fargo Investments, LLC
January 2002 - May 2003 · 1 yr 4 mos
Wells Fargo Investments, LLCBroker
May 2001 - May 2003 · 2 yrs
Wells Fargo Securities INC.Broker
March 2001 - May 2001 · 2 mos
A. G. Edwards & Sons, INC.Broker
March 2000 - March 2001 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2000 - March 2000 · 2 mos
State Registrations7 states
CACOINMONVORPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.