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Darren Handley

32 Years of Experience
Draper, UT
BrokerSells Insurance

Darren Handley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Draper, UT, with 32 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Draper, UT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Darren is an independent insurance broker for University of Utah Healthcare, SelectHealth, Regence Blue Cross Blue Shield, Educators Mutual, and UHC since 2018. He sells health insurance products.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2018 - Present · 7 yrs 5 mos
Ameriprise Financial Services, LLC
May 2018 - Present · 8 yrs
Ameriprise Financial Services, LLCBroker
May 2018 - Present · 8 yrs
Previous Registrations
Centaurus Financial, INC.Broker
March 2012 - April 2018 · 6 yrs 1 mo
Paulson Investment Company, INC.Broker
November 2007 - April 2012 · 4 yrs 5 mos
Investment Management CorporationBroker
August 2005 - November 2007 · 2 yrs 3 mos
MML Investors Services, INC.Broker
November 2003 - September 2005 · 1 yr 10 mos
Park Avenue Securities LLCBroker
May 1999 - December 2003 · 4 yrs 7 mos
Guardian Investor Services CorporationBroker
April 1993 - May 1999 · 6 yrs 1 mo
State Registrations1 state
UT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darren Handley - Financial Advisor | TrueAdvisor