David Allen
David Allen is a registered investment advisor at Florida Financial Advisors, LLC, based in Tampa, FL, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1,755 clients with $320M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6550 W Hillsborough Ave, 3rd Floor, Tampa, FL, 33634
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2005Customer Dispute
May 2003Customer Dispute
April 2003Other Business ActivitiesSells Insurance
David is a notary in both Massachusetts and Rhode Island, and a silent owner of Integrity Tax & Business Partners. He is also an investment advisor representative (IAR) with Florida Financial Advisors DBA Providence Financial Advisors and sells fixed insurance through Florida Financial Insurance, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
Florida Financial Advisors, LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Advisory Group Equity Services LTD.Broker
Cadaret, Grant & CO., INC.Broker
Cadaret Grant & CO INC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.