HG
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Howard Gregg

26 Years of Experience
Lock Haven, PA
BrokerSells Insurance

Howard Gregg is a registered investment advisor at Cetera Investment Advisers LLC, based in Lock Haven, PA, with 26 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

204 W Main Street, Lock Haven, PA, 17745

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Howard is an independent insurance agent selling fixed insurance products and a representative for Anthony A Torsell, Inc., an insurance agency, dedicating full-time hours to these activities. He also owns residential real estate, spending about a quarter of his time, and owns Thoroughbred Adventures LLC, a horse racing venture, requiring minimal time. Additionally, Howard owns Bel Colore Coatings, Inc., an industrial coatings business, dedicating a few hours per week to accounting and inventory control.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
July 2016 - June 2021 · 4 yrs 11 mos
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
June 1999 - January 2004 · 4 yrs 7 mos
State Registrations3 states
NMNYPA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.