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Timothy Hickman

33 Years of Experience
The Woodlands, TX
Broker

Timothy Hickman is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in The Woodlands, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

9595 Six Pines Dr, The Woodlands, TX, 77380

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Timothy is a board member at Lamar University College of Business, starting in March 2025. He dedicates minimal time to this role, supporting the university's mission through various activities.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2009 - Present · 16 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2009 - Present · 16 yrs 10 mos
Previous Registrations
UBS Financial Services INC.Broker
July 1995 - August 2009 · 14 yrs 1 mo
UBS Financial Services INC.
June 1995 - August 2009 · 14 yrs 2 mos
Painewebber IncorporatedBroker
June 1995 - July 1995 · 1 mo
Banc One Securities CorporationBroker
April 1994 - June 1995 · 1 yr 2 mos
Metlife Securities INC.Broker
January 1993 - April 1994 · 1 yr 3 mos
Metropolitan Life Insurance CompanyBroker
January 1993 - April 1994 · 1 yr 3 mos
State Registrations31 states
ARAZCACOCTDCDEFLGAILINKSLAMAMDMIMNMONCNJNMNVNYOHORPASDTXUTVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.