Lance Pelky is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3550 Camino Del Rio N Ste 101, San Diego, CA, 92108
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2009Customer Dispute
November 2007Customer Dispute
October 2003Customer Dispute
August 2002Other Business Activities
Lance operates his LPL business through Lance Pelky and Associates Inc, dedicating nearly all of his time to it. He also has ownership stakes in Advanced Retirement Concepts and Insurance Services, Global Travel International, Fine Wine Purveyors, Universal Life Church, and real estate rental, each requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Bma Financial Services, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.