Lance Pelky is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 33 years of industry experience. Lance is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3550 Camino Del Rio N Ste 101, San Diego, CA, 92108
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2009Customer Dispute
November 2007Customer Dispute
October 2003Customer Dispute
August 2002Other Business Activities
Lance operates his LPL business through Lance Pelky and Associates Inc, dedicating nearly all of his time to it. He also has ownership stakes in Advanced Retirement Concepts and Insurance Services, Global Travel International, Fine Wine Purveyors, Universal Life Church, and real estate rental, each requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Bma Financial Services, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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