SA
SA

Samuel Ayers

33 Years of Experience
Sugar Land, TX
1 DisclosureBroker

Samuel Ayers is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Sugar Land, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

13135 Dairy Ashford Rd, Sugar Land, TX, 77478

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2000
Closed-No Action
Other Business Activities

Samuel is a general partner/managing member of Forever Green Turfs, a distributor of artificial turf, dedicating about 10-20% of his time. He also serves as a director for The Houston Live Stock Show and Rodeo, an advisory board member for RSMIS Foundation, owner of 5767 landscape artist LLC, and sole member of Dimond A land Company, LLC.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1993 - Present · 33 yrs 2 mos
State Registrations10 states
CAFLILINKSMNNCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.