RD
RD

Russel Dingman

33 Years of Experience
Ocala, FL
2 DisclosuresBroker

Russel Dingman is a registered investment advisor at Morgan Stanley, based in Ocala, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2303 SOUTH EAST 17th Street, Suite 100, Ocala, FL, 34471

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2011
Settled
Regulatory
March 2006
Final
Other Business Activities

Russel owns real estate through Dingman Sanctuary LLC since 2007. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
February 2010 - Present · 16 yrs 3 mos
Morgan Stanley
February 2010 - Present · 16 yrs 3 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
August 2009 - February 2010 · 6 mos
Stifel, Nicolaus & Company, Incorporated
August 2009 - February 2010 · 6 mos
UBS Financial Services INC.
October 1999 - August 2009 · 9 yrs 10 mos
UBS Financial Services INC.Broker
October 1999 - August 2009 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1993 - October 1999 · 6 yrs 7 mos
State Registrations43 states
AKALARAZCACOCTDCFLGAILINKSKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNYOHOKORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Russel Dingman - Financial Advisor | TrueAdvisor