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Maya Gervis

Morgan Stanley
32 Years of Experience
San Francisco, CA
7 DisclosuresBroker
View SEC Summary
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Maya Gervis is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 32 years of industry experience. Maya is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

101 California Street 23rd Floor, San Francisco, CA, 94111

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Settled
Customer Dispute
September 2008
Settled
Customer Dispute
May 2008
Settled
Customer Dispute
April 2008
Denied
Customer Dispute
April 2008
Settled
Customer Dispute
April 2008
Settled
Customer Dispute
March 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Maya works as a relationship manager for BMO Bank NA, performing financial institution duties since July 2023. This takes about half of Maya's time overall, and a few hours per week during trading hours.

Employment History
Current Registrations
Morgan Stanley
January 2026 - Present · 9 mos
Morgan StanleyBroker
January 2026 - Present · 9 mos
Previous Registrations
LPL Financial LLCBroker
July 2023 - January 2026 · 2 yrs 6 mos
LPL Financial LLC
July 2023 - January 2026 · 2 yrs 6 mos
Bancwest Investment Services, INC. (bwis)
June 2011 - July 2023 · 12 yrs 1 mo
Bancwest Investment Services, INC.Broker
June 2011 - July 2023 · 12 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2008 - April 2011 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2008 - April 2011 · 2 yrs 6 mos
Charles Schwab & CO., INC.
October 2006 - July 2008 · 1 yr 9 mos
Charles Schwab & CO., INC.Broker
March 1994 - July 2008 · 14 yrs 4 mos
First California Capital Markets Group, INC.Broker
June 1993 - February 1994 · 8 mos
State Registrations3 states
CAFLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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