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Kevin Derosa

Garden State Investment Advisory Services, LLC
33 Years of Experience
Red Bank, NJ
5 DisclosuresBrokerSells Insurance
View SEC Summary
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Kevin Derosa is a registered investment advisor at Garden State Investment Advisory Services, LLC, based in Red Bank, NJ, with 33 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,531 clients with $670M in assets under management.

Garden State Investment Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
2,531 clients
Average Client Portfolio
$266K average
Assets Under Management
$673.8M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.0M1.50%
$2.0M - $3.0M1.25%
$3M+1.00%

Fees are negotiable and billed monthly in arrears based on the market value of the account on the last business day of the preceding month.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

328 Newman Springs Road, 3rd Floor, Red Bank, NJ, 07701

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Settled
Regulatory
May 2011
Final
Regulatory
April 2010
Final
Customer Dispute
April 2009
Settled
Regulatory
February 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kevin is co-founder of The Opus Group LLC since 2004 and owner of Garden State Insurance Agency, Inc., dedicating a few hours per week. He is also a managing member of Jackson Rose Venture I, LLC, Jackson Rose Venture II, LLC and Jackson Rose Management, LLC, private funds for purchasing and selling restricted securities, spending about half his time on this investment-related activity.

Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
April 2005 - Present · 21 yrs 6 mos
Garden State Securities, INC.Broker
February 1999 - Present · 27 yrs 8 mos
Previous Registrations
Garden State Securities, INC.Broker
February 1999 - February 1999 · 0 mos
M.S. Farrell & Company, INC.Broker
October 1998 - March 1999 · 5 mos
H.J. Meyers & CO., INC.Broker
October 1996 - October 1998 · 2 yrs
Investors Associates, INC.Broker
July 1994 - October 1996 · 2 yrs 3 mos
M.S. Farrell & Company, INC.Broker
November 1993 - July 1994 · 8 mos
Investors Associates, INC.Broker
February 1993 - November 1993 · 9 mos
State Registrations32 states
ALAZCACOCTDCDEFLGAIAILINMDMIMNMONCNJNYOHOKORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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