Frank Laviano is a registered investment advisor at Morgan Stanley, based in West Palm Beach, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
West Palm Beach, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2017 - Present · 9 yrs 2 mos
Morgan Stanley
September 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2003 - September 2010 · 7 yrs 2 mos
Prudential Securities IncorporatedBroker
October 2000 - July 2003 · 2 yrs 9 mos
Painewebber IncorporatedBroker
August 2000 - October 2000 · 2 mos
J.C. Bradford & CO.Broker
January 1998 - August 2000 · 2 yrs 7 mos
Gkn Securities CORP.Broker
October 1994 - January 1998 · 3 yrs 3 mos
Jw Charles Securities,inc.Broker
September 1994 - October 1994 · 1 mo
Josephthal Lyon & Ross IncorporatedBroker
September 1994 - October 1994 · 1 mo
D. Blech & Company, IncorporatedBroker
March 1994 - October 1994 · 7 mos
Thomas James Associates, INC.Broker
July 1993 - March 1994 · 8 mos
State Registrations27 states
ALARAZCACOCTDCDEFLGAILMAMDMEMIMONCNHNJNMNYPASCTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.