Brian Edward Vanwinkle

32 Years of Experience

7 DisclosuresBroker

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth

Van Winkle Wealth Management Group LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

1 advisor

Number of Clients

369 clients

Average Client Portfolio

$277K average

Assets Under Management

$102.3M

Fee Structure

Minimum Investment:None

Location

263 Deo Drive, Newark, OH, 43055

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History

Regulatory History (7)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2014

Settled

Regulatory

February 2011

Final

Customer Dispute

September 2004

Closed-No Action

Customer Dispute

August 2004

Settled

Employment Separation After Allegations

June 2003

Customer Dispute

February 2002

Settled

Customer Dispute

December 1996

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Brian is a part owner in Bravo Holdings, LLC, a partnership focused on acquiring investment real estate. This activity is not insurance-related.

Employment History

Current Registrations

Van Winkle Wealth Management Group LLC

August 2005 - Present · 20 yrs 6 mos

Syndicated Capital, INC.Broker

June 2003 - Present · 22 yrs 8 mos

Previous Registrations

Mcdonald Investments INC.Broker

January 2000 - June 2003 · 3 yrs 5 mos

Banc One Securities CorporationBroker

December 1994 - January 2000 · 5 yrs 1 mo

Walnut Street Securities, INC.Broker

February 1994 - January 1995 · 11 mos

Equico Securities, INC.Broker

September 1993 - December 1993 · 3 mos

The Equitable Life Assurance Society of the United StatesBroker

September 1993 - December 1993 · 3 mos

State Registrations3 states

CANJOH

AdvisorBrokerBoth

Exams

No exam information available for this advisor.