Lisa Sharp is a CFP-designated registered investment advisor at Spectrum Asset Management INC, based in Gunter, TX, with 16 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 315 clients with $660M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.40% |
Rates shown are for Equity and Balanced accounts. Fixed Income schedule: first $1M at 0.60%, next $7M at 0.40%, next $17M at 0.25%, above $25M at 0.20%. Cash Management schedule: first $3M at 0.30%, next $7M at 0.20%, above $10M at 0.15%. Emerging Wealth Management schedule: $0-$750K at 1.65% max, $750K-$5M at 1.00%, next $5M at 0.60%, above $10M at 0.40%. A 10% discount applies to eleemosynary accounts. Fees are negotiable.
Fee Estimator
Location
Gunter, TX
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Spectrum Asset Management INC
Previous Registrations
Charles Schwab & CO., INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Larry Williams, ChFCState Farm Investment Management CORP.
- James Moore, CFPEclectic Associates, INC.