Kevin Mcphee is a registered investment advisor, based in Austin, TX, with 32 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
Get directionsHistory
Regulatory History (6)
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Regulatory
September 2010Final
Regulatory
May 2010Final
Customer Dispute
January 2009Closed-No Action
Regulatory
November 1999Final
Regulatory
March 1997Final
Customer Dispute
August 1996Award / Judgment
Other Business ActivitiesSells Insurance
Kevin is a registered representative with Coastline Wealth Management and an Investment Advisor Representative with Kestra Advisory Services, LLC, spending nearly full-time on these activities. He is also an insurance agent for life, health, and fixed annuities, dedicating a few hours per week to this.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
March 2024 - Present · 2 yrs 2 mos
Kestra Advisory Services, LLC
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Partners Capital Services, INC.
October 2015 - February 2024 · 8 yrs 4 mos
American Capital Partners, LLCBroker
November 2008 - February 2024 · 15 yrs 3 mos
Andrew Garrett INC.Broker
November 2004 - November 2008 · 4 yrs
Lh Ross & Company, INC.Broker
May 2003 - December 2004 · 1 yr 7 mos
Harrison Securities, INC.Broker
June 2002 - June 2003 · 1 yr
Joseph Gunnar & CO. LLCBroker
March 2001 - June 2002 · 1 yr 3 mos
Global Capital Securities CorporationBroker
May 1999 - March 2001 · 1 yr 10 mos
Joseph Charles & Assoc., INC.Broker
September 1998 - March 1999 · 6 mos
The Hamilton-Shea Group, INC.Broker
May 1997 - July 1998 · 1 yr 2 mos
Landmark International EquitiesBroker
July 1996 - December 1996 · 5 mos
First United Equities CorporationBroker
September 1995 - July 1996 · 10 mos
A. R. Baron & CO., INC.Broker
June 1994 - October 1995 · 1 yr 4 mos
D. H. Blair & CO., INC.Broker
February 1994 - June 1994 · 4 mos
John Hancock Distributors, INC.Broker
February 1993 - October 1993 · 8 mos
John Hancock Mutual Life Insurance CompanyBroker
February 1993 - October 1993 · 8 mos
State Registrations21 states
CACTFLGAIAIDINKSLAMDNCNJNYOKPASCTXUTVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.