TK
TK

Thomas Kealy

33 Years of Experience
Daytona Beach, FL
2 DisclosuresBroker

Thomas Kealy is a registered investment advisor at Wells Fargo Advisors, based in Daytona Beach, FL, with 33 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1300 Beville Rd, Daytona Beach, FL, 32114

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2001
Denied
Customer Dispute
December 1998
Award / Judgment
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2000 - Present · 26 yrs
Wells Fargo Advisors
October 2000 - Present · 26 yrs
Previous Registrations
First Union Brokerage Services, INC.Broker
September 1998 - October 2000 · 2 yrs 1 mo
Painewebber IncorporatedBroker
October 1993 - September 1998 · 4 yrs 11 mos
Chatfield Dean & CO., INC.Broker
March 1993 - June 1993 · 3 mos
State Registrations26 states
ALCACOCTDEFLGAILINKYMDMIMONCNJNVNYOHOKPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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