Dominic Guido
Dominic Guido is a registered investment advisor at Ameriprise Financial Services, LLC, based in North Caldwell, NJ, with 55 years of industry experience. Dominic operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
North Caldwell, NJ
Get directionsHistory
Regulatory History (7)
Customer Dispute
May 2005Customer Dispute
February 2001Customer Dispute
April 1994Customer Dispute
February 1985Customer Dispute
January 1985Customer Dispute
June 1984Customer Dispute
January 1983Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
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State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.