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Dominic Guido

Ameriprise Financial Services, LLC
56 Years of Experience
Saddle Brook, NJ
7 DisclosuresBroker
View SEC Summary
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Dominic Guido is a registered investment advisor at Ameriprise Financial Services, LLC, based in Saddle Brook, NJ, with 56 years of industry experience. Dominic is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 Pehle Ave Ste 500, Park 80 West, Plaza Two, Saddle Brook, NJ, 07663

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005
Denied
Customer Dispute
February 2001
Closed-No Action
Customer Dispute
April 1994
Settled
Customer Dispute
February 1985
Settled
Customer Dispute
January 1985
Settled
Customer Dispute
June 1984
Award / Judgment
Customer Dispute
January 1983
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2025 - Present · 1 yr 8 mos
Ameriprise Financial Services, LLC
February 2025 - Present · 1 yr 8 mos
Ameriprise Financial Services, LLCBroker
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Wells Fargo Advisors
September 2012 - March 2025 · 12 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
August 2000 - March 2025 · 24 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
January 1995 - September 2000 · 5 yrs 8 mos
Smith Barney INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
Lehman Brothers INC.Broker
November 1992 - July 1993 · 8 mos
Prudential Securities IncorporatedBroker
October 1990 - November 1992 · 2 yrs 1 mo
Dean Witter Reynolds INC.Broker
February 1990 - September 1990 · 7 mos
Prudential-Bache Securities INC.Broker
October 1986 - February 1990 · 3 yrs 4 mos
Shearson Lehman Brothers INC.Broker
December 1984 - October 1986 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1983 - January 1985 · 1 yr 5 mos
Paine, Webber, Jackson & Curtis INC.Broker
January 1980 - September 1983 · 3 yrs 8 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
January 1980 - January 1980 · 0 mos
Blyth Eastman Dillon & CO. IncorporatedBroker
November 1972 - January 1980 · 7 yrs 2 mos
Eastman Dillon, Union Securities & CO., IncorporatedBroker
May 1970 - November 1972 · 2 yrs 6 mos
State Registrations24 states
AZCACTDCFLGAHIILLAMAMDNCNHNJNMNVNYOHPAPRRISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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