Bruce Falcon
Bruce Falcon is a registered investment advisor at Osaic Wealth, INC., based in Bay City, MI, with 30 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
615 Washington Avenue, Bay City, MI, 48708
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce is involved in several outside business activities, including acting, managing show business, board member roles in non-profits, professional bowling, co-owning a restroom leasing company, and consulting. He also works as an IA Rep for Encore Financial Group and sells life insurance and annuities through 3D Advisors, Inc, and as an insurance agent.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Ing Financial Partners, INC.Broker
1717 Capital Management CompanyBroker
Intersecurities, INC.Broker
Multi-Financial Securities CorporationBroker
Ameritas Investment CORP.Broker
Legacy Financial Services, INC.Broker
Iac Securities, INC.Broker
Mariner Financial Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.