Scott Jozefowski is a registered investment advisor, based in Seattle, WA, with 30 years of industry experience.
Location
Seattle, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLC
March 2018 - Present · 8 yrs 2 mos
Transamerica Retirement Advisors, LLC
March 2018 - Present · 8 yrs 2 mos
Transamerica Investors Securities, LLCBroker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Advised Assets Group, LLC
November 2017 - March 2018 · 4 mos
Gwfs Equities, INC.Broker
November 2017 - March 2018 · 4 mos
Transamerica Retirement Advisors, LLC
April 2014 - November 2017 · 3 yrs 7 mos
Transamerica Investors Securities CorporationBroker
July 2005 - November 2017 · 12 yrs 4 mos
USAA Investment Management CompanyBroker
September 2004 - April 2005 · 7 mos
Charles Schwab & CO., INC.Broker
April 2004 - June 2004 · 2 mos
Horace Mann Investors INCBroker
April 2003 - January 2004 · 9 mos
Vanguard Marketing CorporationBroker
November 1994 - February 2003 · 8 yrs 3 mos
First Investors CorporationBroker
March 1994 - May 1994 · 2 mos
T. Rowe Price Investment Services, INC.Broker
May 1993 - August 1993 · 3 mos
State Registrations1 state
WA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.