BS
BS

Brian Slabaugh

33 Years of Experience
Syracuse, IN
BrokerSells Insurance

Brian Slabaugh is a registered investment advisor at Park Avenue Securities LLC, based in Syracuse, IN, with 33 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

1416 S. Huntington Street, Suite A, Syracuse, IN, 46567

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian owns B & K Realty, renting a building to a gift shop, and is a trustee for a family member's trust. He also serves on a church committee and sells insurance and fixed annuities through Wawasee Financial, Inc., dedicating about half his time to this activity.

Employment History
Current Registrations
Park Avenue Securities LLC
June 2006 - Present · 19 yrs 11 mos
Park Avenue Securities LLCBroker
June 2006 - Present · 19 yrs 11 mos
Previous Registrations
Sii Investments, INC.
January 1999 - May 2006 · 7 yrs 4 mos
Sii Investments, INC.Broker
August 1998 - May 2006 · 7 yrs 9 mos
Washington Square Securities, INC.Broker
August 1995 - August 1998 · 3 yrs
Reliastar Financial Marketing CORP.Broker
October 1993 - August 1995 · 1 yr 10 mos
Nylife Securities INC.Broker
March 1993 - October 1993 · 7 mos
State Registrations3 states
FLINMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.