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Geoffrey Bernal

MML Investors Services, LLC
32 Years of Experience
Redwood City, CA
1 DisclosureBroker
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Geoffrey Bernal is a registered investment advisor at MML Investors Services, LLC, based in Redwood City, CA, with 32 years of industry experience. Geoffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

555 Twin Dolphin Dr, Ste 320, Redwood City, CA, 94065

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
July 2014 - March 2017 · 2 yrs 8 mos
New England Securities Corporation
January 2012 - January 2015 · 3 yrs
New England SecuritiesBroker
December 2011 - January 2015 · 3 yrs 1 mo
Ameriprise Financial Services, INC.Broker
June 2010 - December 2011 · 1 yr 6 mos
Ameriprise Financial Services, INC.
June 2010 - December 2011 · 1 yr 6 mos
U.S. Bancorp Investments, INC.
January 2006 - May 2009 · 3 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
October 2002 - May 2009 · 6 yrs 7 mos
Fiserv Investor Services, INC.Broker
January 1999 - February 2003 · 4 yrs 1 mo
Cal Fed InvestmentsBroker
December 1993 - January 1999 · 5 yrs 1 mo
Invest Financial CorporationBroker
May 1993 - November 1993 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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