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Charles Pollock

MML Investors Services, LLC
51 Years of Experience
Redwood City, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Charles Pollock is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Redwood City, CA, with 51 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

555 Twin Dolphin Dr, Ste 320, Redwood City, CA, 94065

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History

Regulatory History (1)
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Regulatory
August 1988
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles works as an agent selling individual life, health, group life, group health, and disability insurance. This requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
June 2002 - January 2015 · 12 yrs 7 mos
New England SecuritiesBroker
November 1987 - January 2015 · 27 yrs 2 mos
Pollock Financial CorporationBroker
March 1985 - January 1995 · 9 yrs 10 mos
The Pollock Realty CorporationBroker
October 1983 - April 1985 · 1 yr 6 mos
Penn Mutual Equity Services, INC.Broker
June 1975 - January 1986 · 10 yrs 7 mos
State Registrations25 states
AZCACOCTDCFLHIIAIDINMDMTNCNVNYORRISCSDTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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