Charles Pollock
Charles Pollock is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Redwood City, CA, with 50 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
555 Twin Dolphin Dr, Ste 320, Redwood City, CA, 94065
Get directionsHistory
Regulatory History (1)
Regulatory
August 1988Other Business ActivitiesSells Insurance
Charles works as an agent selling individual life, health, group life, group health, and disability insurance. This requires minimal time.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
Pollock Financial CorporationBroker
The Pollock Realty CorporationBroker
Penn Mutual Equity Services, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.