DS
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David Schabacker
32 Years of Experience
Simpsonville, SC
5 DisclosuresBrokerSells Insurance
David Schabacker is a registered investment advisor, based in Simpsonville, SC, with 32 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Simpsonville, SC
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005Denied
Customer Dispute
April 2004Final
Customer Dispute
March 2004Denied
Customer Dispute
April 2002Denied
Customer Dispute
April 2001Denied
Other Business ActivitiesSells Insurance
David is an independently licensed insurance agent appointed with various insurance companies, offering Medicare Advantage Plans. He also works as an employee benefits enrollment agent, assisting school employees with benefits, dedicating about 10-20% of his time to this role.
Employment History
Current Registrations
Sigma Financial CorporationBroker
January 2020 - Present · 6 yrs 9 mos
Spc
January 2020 - Present · 6 yrs 9 mos
Previous Registrations
Cetera Investment Services LLCBroker
December 2016 - November 2019 · 2 yrs 11 mos
Cetera Investment Advisers LLC
December 2016 - November 2019 · 2 yrs 11 mos
LPL Financial LLC
April 2011 - January 2017 · 5 yrs 9 mos
LPL Financial LLCBroker
March 2011 - January 2017 · 5 yrs 10 mos
Sagepoint Financial, INC.Broker
March 2007 - April 2011 · 4 yrs 1 mo
Sigma Financial CorporationBroker
November 2006 - March 2007 · 4 mos
Comerica SecuritiesBroker
July 2005 - October 2006 · 1 yr 3 mos
Comerica Securities
July 2005 - October 2006 · 1 yr 3 mos
Banc One Securities Corporation
January 2005 - March 2005 · 2 mos
Banc One Securities CorporationBroker
January 2005 - March 2005 · 2 mos
Edward JonesBroker
May 2003 - January 2005 · 1 yr 8 mos
Natcity Insurance Services, INC.Broker
August 1998 - December 2001 · 3 yrs 4 mos
Natcity Investments, INC.Broker
June 1998 - June 2003 · 5 yrs
Linsco/private Ledger CORP.Broker
February 1998 - June 1998 · 4 mos
Olde Discount CorporationBroker
May 1993 - February 1998 · 4 yrs 9 mos
State Registrations3 states
FLMISC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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