GA
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Gabriel Ayala
32 Years of Experience
Fullerton, CA
1 DisclosureBroker
Gabriel Ayala is a registered investment advisor at LPL Financial LLC, based in Fullerton, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Fullerton, CA
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
December 1995Employment History
Current Registrations
LPL Financial LLC
June 2005 - Present · 20 yrs 11 mos
LPL Financial LLCBroker
May 2005 - Present · 21 yrs
Previous Registrations
Paulson Investment Company, INC.Broker
April 2005 - June 2005 · 2 mos
Essex National Securities, INC.
August 2004 - March 2005 · 7 mos
Essex National Securities, INC.Broker
January 2004 - March 2005 · 1 yr 2 mos
Citicorp Investment ServicesBroker
February 2003 - December 2003 · 10 mos
Cal Fed InvestmentsBroker
November 1998 - February 2003 · 4 yrs 3 mos
Glenfed Brokerage ServicesBroker
June 1998 - November 1998 · 5 mos
Marketing One Securities, INC.Broker
March 1996 - May 1998 · 2 yrs 2 mos
Laughlin Group Advisors, INC.Broker
January 1996 - February 1996 · 1 mo
Marketing One Securities, INC.Broker
January 1996 - January 1996 · 0 mos
Fimco Securities Group, INC.Broker
April 1995 - December 1995 · 8 mos
Great Western Financial Securities CorporationBroker
March 1994 - March 1995 · 1 yr
Chatfield Dean & CO., INC.Broker
March 1993 - February 1994 · 11 mos
State Registrations8 states
AZCAINNVTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.