K. Sims is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3280 Peachtree Road Northeast, Suite 1900, Atlanta, GA, 30305
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Regulatory History (1)
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Customer Dispute
September 2008Denied
Other Business Activities
K. owns rental property and spends minimal time on it. K. is also involved with the Atlanta Women's Foundation and the Oxford College Board of Counselors, dedicating a few hours per week to these activities.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2008 - June 2009 · 10 mos
Citigroup Global Markets INC.Broker
August 2008 - June 2009 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1999 - August 2008 · 9 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1993 - August 2008 · 15 yrs 5 mos
State Registrations27 states
ALCACODCDEFLGAILKYLAMAMDMIMONCNENJNYOHPASCTNTXVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.