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James Madigan

Regal Advisory Services, INC.
32 Years of Experience
Brick, NJ
1 DisclosureBroker
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James Madigan is a registered investment advisor at Regal Advisory Services, INC., based in Brick, NJ, with 32 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 274 clients with $120M in assets under management.

Regal Advisory Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24 advisors
Number of Clients
274 clients
Average Client Portfolio
$443K average
Assets Under Management
$121.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.0% of managed assets, which may be negotiated. Additional platform or program fees may apply depending on the chosen custodian or strategy.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Brick, NJ

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History

Regulatory History (1)
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Employment Separation After Allegations
February 2014
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Employment History
Current Registrations
Regal Advisory Services, INC.
February 2014 - Present · 12 yrs 8 mos
Regal Securities, INC.
February 2014 - Present · 12 yrs 8 mos
Regal Securities, INC.Broker
February 2014 - Present · 12 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
March 2006 - February 2014 · 7 yrs 11 mos
Wells Fargo Advisors, LLC
March 2006 - February 2014 · 7 yrs 11 mos
UBS Financial Services INC.
May 2002 - March 2006 · 3 yrs 10 mos
UBS Financial Services INC.Broker
February 2001 - March 2006 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1994 - February 2001 · 6 yrs 2 mos
L.C. Wegard & CO., INC.Broker
March 1994 - November 1994 · 8 mos
State Registrations5 states
AZFLNJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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