Ronnie Raroque
Ronnie Raroque is a registered investment advisor at LPL Financial LLC, based in San Mateo, CA, with 33 years of industry experience. Ronnie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
San Mateo, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2010Customer Dispute
March 2005Other Business ActivitiesSells Insurance
Ronnie operates under the DBA Raroque Wealth Management since 2008, dedicating minimal time to it. Since 2012, Ronnie is also a writing insurance agent for non-variable insurance through Raroque Wealth Management, also dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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