TrueAdvisor
TrueAdvisor
MB
MB

Matthew Bond

LPL Financial LLC
23 Years of Experience
San Mateo, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Matthew Bond is a registered investment advisor at LPL Financial LLC, based in San Mateo, CA, with 23 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1510 Fashion Island Blvd, Ste 380, San Mateo, CA, 94404

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Matthew is involved with SGC Insurance Brokerage LLC for tax/investment purposes, dedicating minimal time. He also spends full-time hours on SGC Financial & Insurance Services and SageCrest Wealth Management, both DBAs for his LPL business.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2020 - Present · 6 yrs 2 mos
LPL Financial LLC
August 2020 - Present · 6 yrs 2 mos
LPL Financial LLC
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
November 2002 - September 2020 · 17 yrs 10 mos
Securian Financial Services, INC.Broker
October 2002 - September 2020 · 17 yrs 11 mos
State Registrations39 states
ALARAZCACODCFLGAHIIAIDILINKSLAMAMDMIMNMOMSMTNCNJNMNVNYOHOKORPASCSDTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in San Mateo, CA →All financial advisors in California →