David Hatz is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
April 2019 - Present · 7 yrs 1 mo
Morgan StanleyBroker
March 2019 - Present · 7 yrs 2 mos
Morgan Stanley
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
September 2010 - April 2019 · 8 yrs 7 mos
UBS Financial Services INC.Broker
September 2010 - April 2019 · 8 yrs 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2010 · 1 yr 3 mos
Citigroup Global Markets INC.
June 2005 - June 2009 · 4 yrs
Citigroup Global Markets INC.Broker
June 2005 - June 2009 · 4 yrs
UBS Financial Services INC.
April 2000 - July 2005 · 5 yrs 3 mos
UBS Financial Services INC.Broker
April 2000 - July 2005 · 5 yrs 3 mos
Cibc World Markets CORP.Broker
August 1993 - May 2000 · 6 yrs 9 mos
Lehman Brothers INC.Broker
April 1993 - June 1993 · 2 mos
State Registrations27 states
AKALAZCACOFLGAILKSMAMDMIMSNCNJNMNVNYORPAPRSCTXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.