James Braziel
James Braziel is a CFP-designated registered investment advisor at Braziel & Associates, LLC, based in Chico, CA, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching.
Compensation
Firm Size
IM Fee
Fee Structure
Braziel & Associates charges hourly fees for estate and financial planning, up to $250 per hour, and $125 per hour for staff time. A retainer fee may be required, which is applied toward the hourly rate. The remaining balance is due upon completion of the plan and services.
Location
1074 East Avenue, Suite L, Chico, CA, 95926
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance sole proprietor since 1991, and also involved in real estate sales, rentals, and property management since 1990, dedicating minimal time to each. He is also a Registered Representative and Investment Adviser Representative with Independent Financial Group, LLC, spending a few hours per week during the trading day.
Employment History
Current Registrations
Braziel & Associates, LLC
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Braziel & Associates, LLC
Braziel & Associates, LLC
Npb Financial Group, LLCBroker
Npb Financial Group, LLC
Estate & Financial Planning
The Planners Network, INC.
National Planning CorporationBroker
W. S. Griffith & CO., INC.Broker
Associated Securities CORP.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.