Keith Herman
Keith Herman is a registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Scottsdale, AZ, with 20 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
7333 E Doubletree Ranch Rd, Ste 120, Scottsdale, AZ, 85258
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Regulatory History (1)
Employment Separation After Allegations
July 2017Other Business ActivitiesSells Insurance
Keith is a teacher/coach in Haddon Township, NJ since 2015 and a managing partner of Haddon Financial Solutions. He also sells non-variable insurance since 2006, is a partner in a real estate business, a partner in Haddon Advisory Group, and an owner of AABCO Trading.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Cetera Investment Advisers LLC
Summit Brokerage Services, INC.Broker
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
Financial Planning Associates, LLC
Newport Coast Securities, INC.Broker
Harrison Douglas, INC.Broker
Financial Planning Associates,inc.
Liberty State Wealth Management, INC.
Liberty State Wealth Management, INC.
Alternative Wealth Strategies, INC.Broker
Cambridge Investment Research, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.