Stephen Barrett is a CFP-designated registered investment advisor at Waverly Advisors, LLC, based in Lafayette, IN, with 32 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 12,463 clients with $28B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Waverly Advisors charges an advisory fee for managing your investments, calculated as a percentage of the total value of your portfolio. The specific percentage ranges from 0.25% to 1.5% per year, depending on the amount you invest. Some clients pay a flat percentage, while others pay a declining percentage as the portfolio size increases. There may be a minimum annual fee. Some investment strategies, like individual stock strategies, may have an additional 0.25% annual fee.
Location
100 Executive Drive, Suite A, Lafayette, IN, 47905
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is a member of IQ Companies, LLC, which owns StrategIQ Financial Group, LLC. He is also a partner in J.T. Pechin Properties, LLC, a rental real estate company, and a member of WAAM TOPCO, LLC, a holding company, but spends minimal time on the latter.
Employment History
Current Registrations
Waverly Advisors, LLC
Previous Registrations
Sii Investments, INC.Broker
Strategiq Financial Group, LLC
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.