JK
CFP
JK
CFP

Jennifer Kim

33 Years of Experience
Los Angeles, CA
2 DisclosuresBrokerSells Insurance

Jennifer Kim is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 33 years of industry experience.

Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2025
Settled
Customer Dispute
June 2020
Settled
Other Business ActivitiesSells Insurance

Jennifer is a senior partner at SEIA, working as a financial advisor and managing client investments nearly full-time. She also works as an insurance broker, placing life insurance, annuities, and long-term care through Crump, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Seia
March 2001 - Present · 25 yrs 6 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.Broker
March 1993 - November 2018 · 25 yrs 8 mos
John Hancock Mutual Life Insurance CompanyBroker
March 1993 - May 1997 · 4 yrs 2 mos
State Registrations16 states
AZCAFLKYMDMNNCNJNMNVNYORSCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jennifer Kim - Financial Advisor | TrueAdvisor