Timothy Winterbottom
Timothy Winterbottom is a registered investment advisor at Planmember Securities Corporation, based in Carpinteria, CA, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 68,678 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.70% |
PlanMember Elite Program also charges a 0.20% administrative fee. Total fee for PlanMember Elite is 0.90%. The fee is for either the PlanMember Elite Program or the Scarborough Investment Advisory Accounts.
Fee Estimator
Location
6187 Carpinteria Avenue, Carpinteria, CA, 93013
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2004Customer Dispute
February 2004Customer Dispute
June 2003Customer Dispute
October 2002Customer Dispute
November 2000Other Business ActivitiesSells Insurance
Timothy is self-employed in Irvine, CA, providing insurance sales and services, specifically fixed insurance, since 2012. This activity takes about a quarter of his time.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
Previous Registrations
Summitalliance Securities, L.L.C.Broker
LPL Financial LLC
LPL Financial LLCBroker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
Chatfield Dean & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.