KL
CFP · ChFC
KL
CFP · ChFC

Kevin Landis

32 Years of Experience
Plymouth, MN
3 DisclosuresBroker

Kevin Landis is a CFP, ChFC-designated registered investment advisor, based in Plymouth, MN, with 32 years of industry experience.

Location

505 N Highway 169, Suite 900, Plymouth, MN, 55441

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2012
Denied
Customer Dispute
May 1998
Closed-No Action
Criminal
May 1984
Final Disposition
Other Business Activities

Kevin operates Wealth Enhancement Group as a DBA for his LPL business and Wealth Enhancement Advisory Services LLC as a Registered Investment Advisor. He dedicates nearly full-time hours to providing investment advisory services through Wealth Enhancement Advisory Services, LLC.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
LPL Financial LLCBroker
May 2024 - June 2025 · 1 yr 1 mo
Osaic Wealth, INC.Broker
November 2023 - May 2024 · 6 mos
The Retirement Group, LLC
January 2018 - May 2024 · 6 yrs 4 mos
The Retirement Group, LLC
February 2015 - December 2017 · 2 yrs 10 mos
Fsc Securities Corporation
July 2005 - April 2016 · 10 yrs 9 mos
Fsc Securities CorporationBroker
July 2005 - November 2023 · 18 yrs 4 mos
Raymond James & Associates, INC.
June 2003 - July 2005 · 2 yrs 1 mo
Raymond James & Associates, INC.Broker
May 2003 - July 2005 · 2 yrs 2 mos
UBS Painewebber INC.
August 2000 - June 2003 · 2 yrs 10 mos
UBS Painewebber INC.Broker
August 2000 - June 2003 · 2 yrs 10 mos
J.C. Bradford & CO.Broker
March 2000 - August 2000 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - April 2000 · 2 yrs 3 mos
Investment Management & Research, INCBroker
January 1996 - December 1997 · 1 yr 11 mos
Sunamerica Securities, INC.Broker
August 1995 - January 1996 · 5 mos
Pruco Securities CorporationBroker
March 1993 - July 1995 · 2 yrs 4 mos
State Registrations21 states
ALARCACOFLIAINKYLAMAMEMOMSMTNCNVOKTXUTVTWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.