David Gwynn is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Victor, NY, with 57 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
29 Lasalle Parkway, Victor, NY, 14564
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Regulatory History (1)
Customer Dispute
February 2020Other Business Activities
David is an investment advisor representative (IAR) with FLFS Advisory LLC, spending about half his time on this activity. He also operates his LPL business through Finger Lakes Financial Services, Inc., dedicating nearly full-time hours, and is a business owner at LaSalle Associates, spending about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
Flfs Advisory LLC
Previous Registrations
LPL Financial LLC
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Multi-Financial Securities CorporationBroker
Mutual Service CorporationBroker
Locust Street Securities, INC.Broker
Cg Equity Sales CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.