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Peter Rhee is a registered investment advisor, based in Frankfort, IL, with 24 years of industry experience.
Location
Frankfort, IL
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Regulatory History (4)
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Customer Dispute
January 2024Settled
Customer Dispute
July 2022Settled
Customer Dispute
May 2022Settled
Customer Dispute
November 2020Settled
Other Business ActivitiesSells Insurance
Peter operates Mosaic Private Wealth as a sole proprietor, dedicating full-time hours to it. He also works as an independent contractor selling fixed insurance products, spending a few hours per week, and is a consultant, spending a few hours per week. Peter owns PKR Inc., a retail sales store, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
June 2015 - September 2022 · 7 yrs 3 mos
First Allied Advisory Services, INC.
June 2015 - November 2020 · 5 yrs 5 mos
Investment Planners, INC.Broker
January 2010 - July 2015 · 5 yrs 6 mos
Ipi Wealth Management, INC.
January 2010 - July 2015 · 5 yrs 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - January 2010 · 2 yrs
Wells Fargo Advisors, LLC
January 2008 - January 2010 · 2 yrs
A. G. Edwards & Sons, INC.
April 2006 - January 2008 · 1 yr 9 mos
A. G. Edwards & Sons, INC.Broker
April 2006 - January 2008 · 1 yr 9 mos
Morgan Stanley
November 2002 - June 2003 · 7 mos
Morgan Stanley Dw INC.Broker
May 2002 - June 2003 · 1 yr 1 mo
Refco Securities, LLCBroker
September 2000 - October 2001 · 1 yr 1 mo
Lfg, L.L.C.Broker
January 1997 - October 1998 · 1 yr 9 mos
American Investment Services, INC.Broker
September 1995 - January 1996 · 4 mos
State Registrations6 states
AZCAFLILINMN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.