Lyman Howell
Lyman Howell is a CFP-designated registered investment advisor at Regal Oak Financial, LLC, based in Frankfort, IL, with 14 years of industry experience. Lyman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | Included |
| $100K - $250K | 0.80% |
| $250K - $500K | 0.60% |
| $500K+ | 0.40% |
Clients with less than $100,000 in financial assets can pay a flat fee of $75/month or $150/hour for advisory services.
Fee Estimator
Location
Frankfort, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lyman provides consulting services to a non-profit organization starting a business incubator, dedicating a few hours per week. He also sells life insurance in Illinois as a sole proprietor, spending minimal time on this activity.
Employment History
Current Registrations
Regal Oak Financial, LLC
Previous Registrations
Regal Oak Financial, LLC
Eagle Strategies LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Financial Services INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.