Eleftherios Aris
Eleftherios Aris is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Melville, NY, with 17 years of industry experience. Eleftherios operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
445 Broadhollow Road, Suite 405, Melville, NY, 11747
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Regulatory History (1)
Customer Dispute
April 2014Other Business Activities
Eleftherios provides accounting and recordkeeping services for Giro Giro Roma (LLC), DBA Milford Leathers, since 2007. This investment-related activity takes a few hours per week.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
National Asset Management, INC.
National Securities CorporationBroker
Fisher Investments
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
Metlife Securities INC.
Metlife Securities INC.Broker
Tiaa-Cref Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
AXA Advisors, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.