Jeremiah Bauman
Jeremiah Bauman is a registered investment advisor at LPL Financial LLC, based in Stevenson Ranch, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Stevenson Ranch, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2000Other Business ActivitiesSells Insurance
Jeremiah spends about 5% of his time selling life insurance and fixed annuities through Bauman Financial Services. He also owns rental property and operates under the DBAs Bauman Scott Financial Services and BaumanScott.com for his LPL business, dedicating about half his time to the former.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Securities LLCBroker
Cruttenden Roth IncorporatedBroker
Toluca Pacific Securities CORP.Broker
Pacific Brokerage Services, INC.Broker
Columbus Financial, INC.Broker
Great Western Financial Securities CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.