PS
ChFC
PS
ChFC

Paul Scott

31 Years of Experience
Fredericksburg, VA
BrokerSells Insurance

Paul Scott is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Fredericksburg, VA, with 31 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2115 Lafayette Blvd, Fredericksburg, VA, 22401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul is involved in several outside business activities, including community service organizations, a non-profit organization, and real estate co-ownership. He is also the President of Scott Insurance & Financial Services Inc. and an independent insurance agent, dedicating full-time hours to fixed insurance sales.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
August 2016 - June 2021 · 4 yrs 10 mos
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.Broker
December 1997 - January 2004 · 6 yrs 1 mo
Metlife Securities INC.Broker
March 1993 - July 1996 · 3 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
March 1993 - July 1996 · 3 yrs 4 mos
State Registrations22 states
ALAZCACODCDEFLGAILINMDMONCNYOHORPASCTNTXVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Paul Scott - Financial Advisor | TrueAdvisor