Darren Hugo is a CFP-designated registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 33 years of industry experience. Darren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
340 Mount Kemble Avenue, Morristown, NJ, 07960
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Regulatory History (1)
Customer Dispute
September 2006Other Business Activities
Darren is involved with a trust in Las Vegas, Nevada since 2021. This investment-related activity requires minimal time both during and after business hours.
Employment History
Current Registrations
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
Pruco Securities CorporationBroker
Gibraltar Securities CO.Broker
Allmerica Investments, INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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