DH
CFP
DH
CFP

Darren Hugo

32 Years of Experience
Paramus, NJ
1 DisclosureBroker

Darren Hugo is a CFP-designated registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Denied
Other Business Activities

Darren is involved with a trust in Las Vegas, Nevada since 2021. This investment-related activity requires minimal time both during and after business hours.

Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
UBS Financial Services INC.Broker
April 2009 - September 2020 · 11 yrs 5 mos
UBS Financial Services INC.
April 2009 - September 2020 · 11 yrs 5 mos
Citigroup Global Markets INC.Broker
September 2005 - April 2009 · 3 yrs 7 mos
Citigroup Global Markets INC.
September 2005 - April 2009 · 3 yrs 7 mos
Morgan Stanley
June 2002 - September 2005 · 3 yrs 3 mos
Morgan Stanley Dw INC.Broker
August 2001 - September 2005 · 4 yrs 1 mo
Prudential Securities IncorporatedBroker
July 2000 - August 2001 · 1 yr 1 mo
Pruco Securities CorporationBroker
March 1999 - July 2000 · 1 yr 4 mos
Gibraltar Securities CO.Broker
July 1996 - March 1999 · 2 yrs 8 mos
Allmerica Investments, INC.Broker
March 1993 - July 1996 · 3 yrs 4 mos
State Registrations38 states
ARAZCACOCTDCDEFLGAHIIDILKSKYLAMAMDMEMIMNMOMTNCNHNJNVNYORPARISCSDTXVAVTVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.