Daniel Walsh
Daniel Walsh is a registered investment advisor at LPL Financial LLC, based in Margate City, NJ, with 33 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
8009 Atlantic Ave, Margate City, NJ, 08402
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2009Customer Dispute
March 2000Other Business Activities
Daniel operates his LPL business through Walsh Devlin and Associates since 2012 and is a singer in a band called The Flynn's since 2010. He also has a real estate sublease since 2013, dedicating minimal time to each of these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC.
Edward Jones
Edward JonesBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
A. G. Edwards & Sons, INC.Broker
Pruco Securities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ann Minnium, CFPConcierge Financial Planning, LLC
- Douglas Cakert, CFPTc Financial Management, CO INC.